Organization Information:

Novartis Corporation (US)
One South Ridgedale Avenue
East Hanover, New Jersey - NJ 07936
Phone: 862 778 6351
Fax: 862 781 2047
www.us.novartis.com
Contact Information:

Contact Office: Novartis Corporation
Contact Name: Barry Rosenfeld, Assistant General Counsel
Phone: 212 830 2414 Fax: 212 830 2495 Email: barry.rosenfeld@novartis.com

Corporate Officer Information:

Corporate Officer: Robert Pelzer, Chief Executive Officer
Phone: 212 307 1122 Fax: 212 489 9176 Email: robert.pelzer@novartis.com

Safe Harbor Information:

Signed up to safe harbor 12/18/2008 04:00:10 PM
Next certification 12/18/2009
EU/EEA Countries From Which Personal Information Is Received: Austria, Belgium, Bulgaria, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Liechtenstein, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, United Kingdom
Industry Sector: General Services - (GSV)
Personal Information Received From the EU: 1). HR/employee data is processed for staffing, administrative, management and travel purposes.
2). Investor and shareholder data is processed for investor relations purposes.
3). Investigative subject data is processed for security and compliance purposes.
4). Business partner and vendor data is processed for the supply of services and for business management and/or development.
5). For audit and/or legal purposes other data accessible may be medical research, adverse event, HR, marketing, consumer, financial, tax, regulatory, communications, and sales and product data.
Privacy Policy Effective: December 17, 2008
Location: www.us.novartis.com
Regulated by: Federal Trade Commission
Privacy Programs: Not applicable.
Verification: In-house
Dispute Resolution: The EU Data Protection Authorities; for Switzerland: Federal Data Protection and Information Commissiont (FDPIC)
Personal Data Covered: off-line, on-line, manually processed
Human Resource Data Covered: Yes

Do you agree to cooperate and comply with the European Data Protection Authorities? Yes

Certification Status: Current
Compliance Status:

Safe Harbor Overview | Safe Harbor Documents | Workbook | Safe Harbor List
Information Required for Certification | Certification Form