Organization Information:

TRGRP, Inc. d/b/a The Roberts Group
441 Lexington Avenue, Suite 606
New York, New York - NY 10017
Phone: 212-499-2680
Fax: 212-499-2681
http://www.trgrp.com
Contact Information:

Contact Office: NY Headquarters
Contact Name: Joshua Leitner, Director, Business Development
Phone: 212-499-2680 x16 Fax: 866-253-6614 Email: joshua.leitner@trgrp.com

Corporate Officer Information:

Corporate Officer: Jeff Leitner, Director, Operations
Phone: 212-499-2680 x13 Fax: 866-253-6613 Email: jeff.leitner@trgrp.com

Safe Harbor Information:

Signed up to safe harbor 02/13/2007 09:54:46 AM
Next certification 02/13/2010
EU/EEA Countries From Which Personal Information Is Received: France, Netherlands, Germany, United Kingdom, Italy
Industry Sector: Financial Services - (FNS) Computer Software - (CSF) Management Consulting Services - (MCS)
Personal Information Received From the EU: The Roberts Group (TRG) provides a cost and inventory management tool, which enables Financial Institutions to track its use of market data technology and its associated costs. Its core product suite is FITS, the Financial Information Tracking System for which the online version (applicable to the data privacy standards) is referred to as FITS Online.
The only extent to which personal information is captured in FITS pertains to the capture of basic user information for those people whose inventory is tracked within the system. More specifically, a unique user code (often a system-generated ID) and user name are required. Optional fields, such as e-mail address, title and the like are available.
Please note FITS does not track customer information, and in no way is intended to capture any financial data related to customer accounts, transactions, and the like. It is intended only for use as a repository for internal inventory management. Cost data captured in FITS is related specifically to the expenses that correspond with such technology.
It is up to the user firm (in no way controlled by TRG) to determine what values are put in the required and optional fields. The system is used and maintained by user firms, and TRG is involved in data entry and maintenance if and when requested to do so by clients (in a system support or service capacity).
TRG is dedicated to protecting the privacy of client data. In furtherance thereof, TRG has established important procedures and practices designed to safeguard the privacy and security of the Information. TRG carefully manages all information of which it is provided. TRG does not provide personal (or any confidential) information to other parties other than when required by law.
TRG maintains an overall information technology and security policy, communicated to all personnel with access to client information. TRG has designed and implemented appropriate controls (both system and process) to ensure that information is only disclosed to those who have authorized legitimate business need for such access or as contractually directed by its clients.
Within the application, TRG’s privacy statement is made available (via a hyperlink) at the select points within FITS where information, which may be deemed as “personal” may be manipulated (added, edited or deleted).
Privacy Policy Effective: July 2000
Location: http://www.trgrp.com/privacy.shtml
Regulated by: Federal Trade Commission
Privacy Programs: None
Verification: In-house
Dispute Resolution: For questions or concerns regarding privacy statements and FITS Online, the first point of contact is to email dataprivacy@trgrp.com. EU Data Protection Authorities
Personal Data Covered: on-line, manual, HR (user name/code)
Human Resource Data Covered: Yes

Do you agree to cooperate and comply with the European Data Protection Authorities? Yes

Certification Status: Current
Compliance Status:

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