Organization Information:

Koch Industries, Inc.
4111 E 37th Street North
Wichita, Kansas 6722
Phone: 316-828-8770
Fax: 316-828-4034
www.kochind.com
Contact Information:

Contact Office: Koch Industries, Inc. Compliance & Ethic
Contact Name: Catherine LaChapelle, Chief Counsel, Int'l Labor/Employment
Phone: 316-828-8770 Fax: 316-828-4034 Email: KIICOMPETH@kochind.com

Corporate Officer Information:

Corporate Officer: Sheryl Corrigan, Director Corp Compliance and EH&S
Phone: 316-828-8941 Fax: 316-828-4034 Email: Sheryl.Corrigan@kochind.com

Safe Harbor Information:

Signed up to safe harbor 08/24/2009 04:43:48 PM
Next certification 08/24/2010
EU/EEA Countries From Which Personal Information Is Received: Austria, Belgium, Bulgaria, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Liechtenstein, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, United Kingdom
Industry Sector: General Industrial Eqpt & Supplies - (GIE) General Services - (GSV) General Science & Technology - (GST)
Personal Information Received From the EU: Koch Industries, Inc. is a holding company for entities operating in a variety of industry sectors. Koch Industries, Inc. collects personal information from consumers, customers, employees, contractors, vendors and other relevant individuals located in the EEA and Switzerland. Koch Industries, Inc. may process the information to (i) respond to individual’s requests; (ii) provide, evaluate the quality of and communicate about product and services; (iii) notify individuals of and administer scholarships, grants and awards, (iv) enable the company’s service providers to perform activities on its behalf; (v) carry out and support human resources functions and activities, including employee benefits, compensation and performance; (vi) undertake compliance activities; (vii) comply with contractual and legal obligations, policies and procedures; (viii) carry out internal and external investigations; (ix) undertake administrative activities, including data analytics; and (x) fulfill other purposes described in the company’s privacy notices.
Privacy Policy Effective: August 1, 2009
Location: http://www.kochind.com/privacy_policy.aspx#20; employees may access the Employee Privacy Notice on the corporate DNET or by contacting relevant Compliance & Ethics officer
Regulated by: Federal Trade Commission
Privacy Programs: None
Verification: In-house self-assessment
Dispute Resolution: Koch Industries, inc. will cooperate with JAMS in accordance with the JAMS International Mediation Rules.

For complaints concerning the handling of personal information of employees of Koch Industries, Inc., or of the company's affiliates or subsidiaries identified in the Safe Harbor Privacy Policy, Koch Industries, Inc. will cooperate with relevant EU data protection authorities and the Swiss Federal Data Protection and Information Commissioner.
Personal Data Covered: Off-line, on-line and manually processed
Human Resource Data Covered: Yes

Do you agree to cooperate and comply with the European Data Protection Authorities? Yes

Certification Status: Current
Compliance Status:

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