Organization Information:

Financial Tracking Technologies, LLC
1111 E. Putnam Avenue, Suite 304
Riverside, Connecticut 06878
Phone: 203.340.2356
Fax: 203-698-9133
Contact Information:

Contact Office: Financial Tracking Technologies, LLC
Contact Name: Aaron Cohen,
Phone: 203.340.2356 x802 Fax: 203-698-9133 Email:

Corporate Officer Information:

Corporate Officer: W. Anthony Turner, Member
Phone: 203.340.2356 x804 Fax: 203-698-9133 Email:

Safe Harbor Information:

Signed up to safe harbor 07/15/2009 02:22:34 PM
Next certification 07/15/2010
EU/EEA Countries From Which Personal Information Is Received: France, Spain, Germany, Italy, United Kingdom
Industry Sector: Financial Services - (FNS) Information Services - (INF)
Personal Information Received From the EU: Financial Tracking processes transactions and holdings from the personal trading accounts of corporate traders of financial securities. Accounts are monitored for adherence to rules set up by the corporate Chief Compliance Officer, and reports for the CCO are provided.
Privacy Policy Effective: June 9, 2009
Regulated by: Federal Trade Commission
Privacy Programs: N/A
Verification: In-house
Dispute Resolution: BBB Safe Harbor program
Personal Data Covered: on-line
Human Resource Data Covered: Yes

Do you agree to cooperate and comply with the European Data Protection Authorities? Yes

Certification Status: Current
Compliance Status:

Safe Harbor Overview | Safe Harbor Documents | Workbook | Safe Harbor List
Information Required for Certification | Certification Form